CIB - Compliance Officer (Canada Banking / AML / Payments) -... - Canada

Location: Montréal, QC
Company Name: JPMorgan Chase

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/.

Compliance Officer with knowledge and regulatory experience relating to domestic and authorized foreign banking, merchant services and AML-related activities in Canada. Demonstrates general regulatory compliance knowledge related to Canadian banking and anti-money laundering laws, legislative requirements and application of privacy laws. The position requires superior organizational skills, the ability to multi-task and the ability to manage competing priorities in a timely manner.

Duties and Responsibilities:

Responsible for providing day-to-day compliance support for the business activities of JPMorgan entities operating in or into Canada including the Corporate & Investment Bank lines of business (including Treasury Services, Custody, Commercial Card), Commercial Banking, on both a domestic and cross-border basis, as well as supporting the Canada AML and the Canadian merchant services compliance function, and ensuring that the firm and its affiliates, both domestic and cross-border, comply with all applicable rules and regulations, as well as statutory and internal requirements.

Specific responsibilities include:

• Assist and support the Canada Chief Compliance Officer (CCO) in enhancing the Canadian governance program, specifically in the areas of banking, AML and merchant payments compliance, risk assessments development and implementation, enhancements of the regulatory control environment, and Senior Management reporting and escalation
• Assist in administering the Regulatory Compliance Management (RCM) annual assessment for each Canadian banking entity across all lines of business
• Liaise with Core Compliance Monitoring, Training, Testing and Conduct teams across multiple lines of business operating in Canada
• Participate in various internal Compliance and Control forums and committees
• Participate in appropriate domestic and regional Governance and Control Forums
• Advise on regulatory compliance matters for new regulations, organizational developments, products and services
• Administer the implementation of Canadian compliance policies, ensuring consistency across LOBs and contributing to North American and global policies requiring Canadian content
• Assist in management of regulatory requests, audits, surveys, inquiries and reviews
• Participate in industry working groups and forums

• Liaise with regulators as required and during regulatory examinations

Qualifications:

• Highly motivated, independent, and experienced professional with solid banking regulatory compliance background and technical knowledge of applicable banking, securities, derivatives and privacy laws and regulations
• Familiarity with Legislative/Regulatory Compliance Management requirements and process.
• Bachelors' degree, legal qualifications or comparable work experience required
• A minimum of 3 or more years of relevant investment industry compliance or legal experience.
• Must demonstrate excellent interpersonal, communication, resource management, organizational and decision-making skills
• Based in Toronto, Canada
  

JPMorgan Chase is committed to employment equity and encourages applications from women, aboriginal peoples, persons with disabilities and members of visible minorities.